Eman Ezzaouia

Contributed to the delivery of 2 programmes with 2 different regulators:

1. Resolution & Recovery Programme (RRP) – Bank of England (BoE) – FMI workstream

• Oversee the review of 180 non-critical FMI (Financial Market Infrastructures) to ensure the bank is able to continue to do business through resolution & restructuring

• Design the review methodology and the signoff process for each FMI type: PS (payment systems), CSD (central securities depositories), SSS (securities settlement systems) and CCP (central counterparties).

• Retrieve the relevant FMI documentation and understand if the membership requirements materially impede the bank’ access to the FMI

• Manage a team of 7 legal specialists

• Monitor, track and report issues weekly to Senior Management

2. Resolution & Recovery Programme (RRP) – Single Resolution Board (SRB)

• Oversee biannual SRB Self-Assessment and Work Programme for submission to regulators from Capital and Liquidity Risk perspective (France, Malta and Germany)

• Drive planning and provide stewardship on SRB submissions across 7 workstreams (Governance, Loss Absorbing & Recapitalisation, Liquidity & Funding in Resolution, Operational Continuity in Resolution and FMI, Information Systems and Data Requirements, Communication, Separability & Restructuring)

• Engage with peers at Group level to ensure delivery of components of RRP activities within regulatory and internally mandated timelines, ensuring consistency in a

Fenergo Client Management Lifecyle

- Help design and implement TOM (E2E client lifecycle) to simplify, globalise and enhance

broad customer journeys

- Analyse complex problems, document requirements (data dictionary, workflow diagrams,

rules catalogue, functional test cases, risk assessment model) and design cost-effective

focused solutions and challenging current state thinking appropriately

- Drive planning & delivery of operational improvements and business strategy - Initiate,

formulate and present recommendations based on analysis to influence decisions of

stakeholders

- Ensure that principles of design/delivery are adhered to throughout and risks are

continuously raised, monitored and mitigated and produce reports on initiative progress at

regular intervals

Platforms & Regulatory Compliance

- Lead KYC and managed service initiatives in partnership with Platforms and Regulatory

Compliance broader team globally

- Ensure successful delivery of technology, data and managed service solutions in support of

KYC onboarding and refresh projects

- Participate in clients and prospect meetings and presentations, understand business

requirements and be able to identify appropriate implementation of KYC solution for specific

client requirements.

- Remain KYC subject matter expert ensuring coverage is provided based on client and

market demand

- Articulate required enhancements to current policy standards and broader product offering

and services